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AAR2103. DOL Update-Chief Accountant and EBSA (Acting Asst. Secretary)

Update from EBSA's Acting Assistant Secretary  on issues including: Electronic communications, guidance on missing participants, increased focus on security risks as EBPs are increasingly attractive targets for cyber crime. The rise of State auto-IRAs. Other agenda items they are focusing on currently or are on the horizon. Cyber security guidance. DOL guidance includes tips for hiring a service provider, cybersecurity program best practices, and online security tips. 

EBSA's Chief Accountant  will discuss plan audit related matters. What are their priorities this year; 5500 changes etc. what is on the horizon, new audit quality study.



Learning Objectives:

  • Update on legislative and policy initiatives
  • Update on audit quality initiatives
Date/Time
CPE Credits
1.0
NASBA Field of Study
Specialized Knowledge