AAR2609. What Tripped Me Up This Year: Busy Season Debrief

The panel will discuss findings from internal inspections, peer reviews, DOL inspections, and other inspections across firms performing EBP audits. This busy season debrief will also cover challenges encountered during the season, offering lessons from others’ experiences.


Learning Objectives:

  • Identify common EBP audit deficiencies highlighted in internal inspections, peer reviews, and DOL and PCAOB inspections.
  • Determine appropriate audit responses to challenges involving service providers, plan operations, plan transactions, project management, and financial reporting.
Date/Time
–
CPE Credits
1.5
NASBA Field of Study
Auditing
Level
Basic
Advanced Preparation
None
Speakers
Image of David Torrillo

David Torrillo

CPA/ABV, CVA
Shareholder
LBMC
Image of Gwen Mazzola

Gwen Mazzola

Assurance Partner
HoganTaylor LLP
Image of Wendy Schmitz

Wendy Schmitz

Assurance Quality Director, Employee Benefit Plans
BDO USA, P.C.