Conference Keynote (Onsite and Online)
BAN2218-REPLAY. Keynote: Perspectives on the Regulatory Landscape (Replay)
This session will provide a legislative/regulatory update. Participants will leave the session with a greater familiarity with the new landscape and an awareness of potential future changes.
Learning Objectives:
- Identify and discuss actual changes
- Analyze propsective changes
- Determine implications for the regualtory landscape
Date/Time
–
CPE Credits
1.5
NASBA Field of Study
Business Law
Regulatory Ethics
Level
Intermediate
Prerequisites
3-5 years in the profession
Advanced Preparation
None