Concurrent Session (Onsite and Online)

BAN2312. SEC Updates from Corporation Finance and Office of the Chief Accountant

The Division of Corporation Finance and the Office of the Chief Accountant have been active on many fronts this past year. Join this session for developments and priorities of Corp Fin and OCA regarding banking and registrant matters.


Learning Objectives:

  • Compare filing review observations, including those relating to banking specific responses
  • Analyze rule-making initiatives
  • Identify matters regarding division monitoring and activities
Date/Time
–
CPE Credits
1.0
NASBA Field of Study
Accounting
Level
Intermediate
Prerequisites
3-4 years in the profession
Advanced Preparation
NA
Session Tags
All Banks
Speakers
Image of Erik Gerding

Erik Gerding

Director of the Division of Corporation Finance
U.S. Securities and Exchange Commission
Image of Stephanie Sullivan

Stephanie Sullivan

CPA
Associate Chief Accountant
U.S. Securities and Exchange Commission
Image of Rachel Mincin

Rachel Mincin

Associate Chief Accountant
U.S. Securities & Exchange Commission