CU2013. Hot Topics in Regulatory Compliance

Regulatory compliance risk is increasing due to a myriad of factors, some obvious and others not so. We also see a concerted push for more intense compliance exams.  During this session, we explore what credit unions must understand and do in order to thrive in this environment.  We discuss how the current administration and regulatory agency actions impact credit unions.  We also examine specific regulatory compliance requirements that are the focus of examiners, including FCRA, EFTA, BSA, UDAAP and advertising compliance.  

Learning Objectives:

• Learn why compliance anxiety is rising during the pandemic.
• Understand regulatory compliance hot topics and how to reduce the risk of violations.