EBP2403. DOL Audit Quality Study

What’s going on at the DOL that will impact this season’s benefit plan audits? This session will discuss significant results and findings from the DOL’s audit quality study. Additionally, Mr. Aron will address ongoing deficiencies that continue to challenge auditors of employee benefit plans and provide valuable insights to ensure audits meet professional and regulatory standards.

Learning Objectives:

• Better understand the findings and common deficiencies the DOL identified in their audit quality study and whey they continue to occur.
• Perform benefit plan audits with a better understanding of deficiencies commonly identified by the DOL.
• Assist clients with enforcement letters received from the DOL.