FVC2425. Fraud Trends in Enforcement Actions

Speakers will discuss the approaches taken by various enforcement agencies (SEC, DOJ, and others) to deter and regulate financial misconduct. The session will provide an overview of enforcement agency roles, recent enforcement actions, and trends in enforcement. Content will include how FVS professionals can be equipped to provide value related to such matters, considering the different perspectives of supporting the government with its enforcement efforts versus the company side with its internal investigation.

Learning Objectives:

• Differentiate the roles of various enforcement agencies and the approaches taken by those agencies to deter and regulate financial misconduct.
• Identify trends in recent enforcement actions.
• Apply the knowledge of enforcement agencies and enforcement trends to provide value to such matters.