GAE2619. Quality Management in Action: Implementation Challenges and Remediation Oversight

Now that the implementation date of the new Quality Management (QM) standards has come and gone, it's time to focus on what is next for QM. During this session, we will provide an overview of what firms can expect in the first year after implementation. We will discuss the changes to monitoring under QM from a Firm perspective and the expectations from an outside perspective. Finally, we will unpack the recently released peer review QM checklists and what implications they have on a firm's first peer review subject to the new QM standards.

Learning Objectives:

• Discuss a firm's first year under the new quality management (QM) standards, including peer review implications
• Unpack the recently updated peer review quality management checklists
• Hear lessons learned and implementation tips on QM with a focus on monitoring