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NAA2503P. Risk Assessment for QM: Ensuring Compliance and Enhancing Quality

This session delves into the critical role of risk assessment in achieving compliance with SQMS No. 1 and enhancing quality in a firm's accounting and auditing practice. We'll explore how to effectively identify potential threats to quality, assess their impact, and develop mitigation strategies. Gain the insights you need to build a proactive and effective QM system that meets regulatory expectations and enhances quality in your accounting and auditing practice.


Learning Objectives:

  • Identify potential threats to engagement quality.
  • Assess the impact of threats to engagement quality and develop mitigation strategies.
Date/Time
CPE Credits
1.0
NASBA Field of Study
Auditing
Level
Intermediate
Prerequisites
3-4 years
Advanced Preparation
None