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General Session (Online)

SEC2017-Replay. PCAOB Registration, Inspection and Enforcement Updates (Replay)

Learn about PCAOB's recent inspection observations, registration issues and enforcement actions impacting audit firms and their clients.

Speakers: Patrick Bryan, Director of the Division of Enforcement and Investigations, PCAOB
        George Botic, CPA, Director, PCAOB

Learning Objectives:

  • Acquire a broad overview of key PCAOB inspection findings
  • Understand the impact of the COVID pandemic on an audit
  • Describe the PCAOB’s enforcement activities in 2020, including the impact of COVID-19, trends observed, and efforts to optimize program efficiency and effectiveness
Date/Time
Dec 9
5:00 PM–5:50 PM
CPE Credits
1.0
NASBA Field of Study
Auditing
Level
Intermediate
Prerequisites
3-5 Years in the Profession
Advanced Preparation
None