SEC2118. SEC Enforcement Update

The Securities and Exchange Commission Enforcement Division Director, Gurbir Grewal, and Enforcement Division Chief Accountant, Matt Jacques, will provide an update on recent actions and division priorities.

Learning Objectives:

• Identify updates on the SEC’s Division of Enforcement accounting, disclosure and auditing program.
• Identify key accounting and auditing actions brought by the SEC’s Division of Enforcement in FY 2021.