General Session (Onsite and Online)

SEC2321. PCAOB Registration, Inspection and Enforcement Updates

Learn about PCAOB's recent inspection observations, registration issues and enforcement actions impacting audit firms.


Learning Objectives:

  • Identify the changes made by the PCAOB to its 2023 inspections to adjust to risks related to economic environment and geopolitical factors
  • Recognize the PCAOB’s planned 2024 inspections and areas of focus
  • Determine common deficiencies identified in the PCAOB’s inspections and how they affect audit quality
  • Analyze how enforcement actions impact audit firms
Date/Time
–
CPE Credits
1.0
NASBA Field of Study
Auditing
Level
Intermediate
Prerequisites
3-4 years in the profession
Advanced Preparation
None
Speakers
Image of Christine Gunia

Christine Gunia

CPA
Acting Director of the Division of Registration and Inspections
PCAOB
Image of Robert Rice

Robert Rice

Director of Division of Enforcement & Investigations
PCAOB