SEC2420. Securities Law Update - The Legal Perspective
In this session, participants will listen to a discussion of current Securities and Exchange Commission (SEC) regulatory and reporting matters with attorneys specializing in these areas.
Learning Objectives:
- Analyze current SEC regulatory and reporting matters.
- Determine best practices relative the SEC disclosure requirements.
Date/Time
–
CPE Credits
1.0
NASBA Field of Study
Specialized Knowledge
Level
Intermediate
Prerequisites
3-4 years in the profession
Advanced Preparation
None