SOC2503. Achieving Excellence: Proactive Quality Control Programs and Peer Review Techniques for SOC Reports

This session will examine how firms implement effective Quality Control (QC) programs to support their SOC practices. We’ll explore how these programs align with AICPA guidelines and professional standards, while emphasizing the critical role of assessing audit risk. The session will also cover engagement methodologies and key considerations for ensuring readiness for both internal inspections and external peer reviews.

Learning Objectives:

• Assess the key components of a quality control (QC) program for SOC practices.
• Evaluate how a QC program is established and maintained, with a focus on assessing audit risk.
• Formulate strategies for designing a QC program that reinforces engagement delivery and prepares for internal inspections and peer reviews.