SOC2503. Chasing Perfection: Proactive QC Programs and Peer Review Preparedness Techniques for SOC Reports

This session will explore ways firms implement QC programs in support of their SOC practices. We will talk through how the program aligns with AICPA guidelines, adherence to professional standards, while also emphasizing the importance of assessing audit risk. We will discuss engagement methodologies and considerations for ensuring readiness for both internal inspections and external peer reviews.

Learning Objectives:

• Understand the key components of a QC program for SOC practices.
• Understand how the QC program is established and maintained, while also emphasizing the importance of assessing audit risk.
• Understand ways in which to design the program to reinforce expectations for engagement delivery and in anticipation of internal inspections and peer reviews.