TPR2411. Building Excellence: Crafting a Quality Management Program for SOC Practices

This session will explore ways firms implement quality management programs in support of their SOC practices. We will discuss how the program aligns with AICPA guidelines, adherence to professional standards, management of engagement methodologies, and considerations for internal inspections and external peer reviews.

Learning Objectives:

• Identify the key components of a quality management program for SOC practices.
• Determine how the quality management program is established and maintained.
• Analyze how to design the program to reinforce expectations for engagement delivery and in anticipation of internal inspections and peer reviews.