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General Session (Onsite and Online)

SEC2218. An Update from the SEC's Division of Enforcement

Accountants from the SEC's Division of Enforcement will discuss the important themes arising from the Division's recent work, covering cases brought by the Commission over the past year in the areas of accounting, auditing, and financial reporting.  The program will highlight the importance of ethics and integrity in fulfilling professional responsibilities.  


Learning Objectives:

  • Recall Recent Cases brought by the Commission related to Accounting, Auditing, and Financial Reporting.
  • Recognize the Priorities of the SEC's Division of Enforcement Going Forward
Date/Time
CPE Credits
1.0
NASBA Field of Study
Business Law
Level
Basic
Prerequisites
1-2 Years in the Profession
Advanced Preparation
None